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Chief Compliance Officer, Elected Manager · Doyenne Wealth Advisors

Kathleen S. Warner

CRD 1784822 · Named on Form ADV at one SEC-registered adviser

At a glance

Doyenne Wealth Advisors, an SEC-registered wealth manager based in Chicago, IL with $2.0 billion in regulatory assets, lists Kathleen S. Warner on its Form ADV as Chief Compliance Officer, Elected Manager, a control person.

Firms and roles

  • Doyenne Wealth AdvisorsChief Compliance Officer, Elected ManagerWealth manager · Chicago, IL · $2.0B in regulatory assets

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Kathleen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.