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Executive Vice President & Chief Financial Officer · Boon Investment Group, Inc.

Kathleen S. Sullivan

CRD 5664920 · Named on Form ADV at one SEC-registered adviser

At a glance

Boon Investment Group, Inc., an SEC-registered asset manager based in Austin, TX with $0 in regulatory assets, lists Kathleen S. Sullivan on its Form ADV as Executive Vice President & Chief Financial Officer.

Firms and roles

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Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Stanley K KinnettExecutive Vice President, Chief Legal Officer & Secretary, Boon Investment Group, Inc.
  • Taylor A. BoonDirector, President & Chief Executive Officer, Boon Investment Group, Inc.
  • Lauren W. FischerSenior Vice President, Chief Compliance Officer & Secretary, Boon Investment Group, Inc.
  • Doyle F. BrowningExecutive Vice President, Boon Investment Group, Inc.
  • David C WetzlerExecutive Vice President, Boon Investment Group, Inc.

9 more people named with Kathleen on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.