Adviser and broker representative · Mma Securities LLC
Kathleen A. Kelly
CRD 2642776 · Greensboro, NC
At a glance
Kathleen A. Kelly is an investment adviser representative with Mma Securities LLC in Greensboro, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kathleen’s SEC record dates to 2005, about 21 years ago. Kathleen is also registered as a broker representative.
Current advisory firms
- Mma Securities LLCSince April 2023Greensboro, NC · $0M in regulatory assets
- Mma Asset Management LLCSince April 2023Conshohocken, PA · $788M in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 12 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kathleen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Mma Securities LLC
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- George G. HoyleGreensboro
- Christopher A. AdderleyMinneapolis
- Michael E. AholaSt. Louis
- Kathryn E. AlbersNew York
- Bradley J. AltmanDallas
- Brady L. AndersonMinneapolis
- Pamela D. AppellSchaumburg · Chartered Financial Analyst
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