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Officer and Trustee · Rafferty Asset Management, LLC

Kathleen R. Hay

CRD 5045127 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Rafferty Asset Management, LLC, an SEC-registered asset manager based in New York, NY with $55.2 billion in regulatory assets, lists Kathleen R. Hay on its Form ADV as Officer and Trustee, a control person. The SEC filings also name Kathleen at 1 other registered adviser.

Firms and roles

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Kathleen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.