Chief Compliance Officer · Rafferty Asset Management, LLC
Steven G. Stelmachowski
CRD 4239977 · Named on Form ADV at one SEC-registered adviser
At a glance
Rafferty Asset Management, LLC, an SEC-registered asset manager based in New York, NY with $55.2 billion in regulatory assets, lists Steven G. Stelmachowski on its Form ADV as Chief Compliance Officer.
Firms and roles
- Rafferty Asset Management, LLCChief Compliance OfficerAsset manager · New York, NY · $55B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel D. O'NeillMember, Rafferty Asset Management, LLC
- Patrick J. RudnickChief Financial Officer, Rafferty Asset Management, LLC
- Angela M. BricklChief Operating Officer, General Counsel, Rafferty Asset Management, LLC
- Douglas M. YonesChief Executive Officer, Rafferty Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.