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Chief Compliance Officer · LTG Capital LLC

Kathleen M. Cox

CRD 5596495 · Named on Form ADV at one SEC-registered adviser

At a glance

LTG Capital LLC, an SEC-registered wealth manager based in Framingham, MA with $142 million in regulatory assets, lists Kathleen M. Cox on its Form ADV as Chief Compliance Officer.

Firms and roles

  • LTG Capital LLCChief Compliance OfficerWealth manager · Framingham, MA · $142M in regulatory assets

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.