Chief Executive Officer · Ridge Creek Global, Inc.
Kathleen K. Chapman
CRD 4352129 · Named on Form ADV at one SEC-registered adviser
At a glance
Ridge Creek Global, Inc., an SEC-registered wealth manager with $255 million in regulatory assets, lists Kathleen K. Chapman on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Ridge Creek Global, Inc.Chief Executive OfficerWealth manager · United States · $255M in regulatory assets
AtlasMembers
Kathleen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William N. ChapmanTreasurer, Ridge Creek Global, Inc.
- Emily J. MastersChief Compliance Officer, Ridge Creek Global, Inc.
- Alexander S. ChapmanPresident, Ridge Creek Global, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.