Manager and President · Fairlead Asset Management LLC
Katherine T. Stockton
CRD 3085173 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Fairlead Asset Management LLC, an SEC-registered asset manager based in Greenwich, CT with $272 million in regulatory assets, lists Katherine T. Stockton on its Form ADV as Manager and President, a control person. The SEC filings also name Katherine at 1 other registered adviser.
Firms and roles
- Fairlead Asset Management LLCManager and PresidentAsset manager · Greenwich, CT · $272M in regulatory assets
- Fairlead Strategies LLCFounder and Managing PartnerAsset manager · Greenwich, CT · $0M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel A. WychulisCOO and CCO, Fairlead Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.