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President/chief Executive Officer · Conquis Financial LLC

Katherine A. Simmonds

CRD 2120022 · Named on Form ADV at one SEC-registered adviser

At a glance

Conquis Financial LLC, an SEC-registered wealth manager based in Millbrae, CA with $280 million in regulatory assets, lists Katherine A. Simmonds on its Form ADV as President/chief Executive Officer, a control person.

Firms and roles

  • Conquis Financial LLCPresident/chief Executive OfficerWealth manager · Millbrae, CA · $280M in regulatory assets

AtlasMembers

Katherine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jacob D. LevyVice President - Portfolio Management, Conquis Financial LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.