Chief Compliance Officer/chief Financial Officer · Luminate Capital Partners
Katherine N. Scott
CRD 6928752 · Named on Form ADV at one SEC-registered adviser
At a glance
Luminate Capital Partners, an SEC-registered private fund adviser based in SAN Francisco, CA with $3.8 billion in regulatory assets, lists Katherine N. Scott on its Form ADV as Chief Compliance Officer/chief Financial Officer, a control person.
Firms and roles
- Luminate Capital PartnersChief Compliance Officer/chief Financial OfficerPrivate fund adviser · SAN Francisco, CA · $3.8B in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Hollie M. HaynesFounder/managing Partner, Luminate Capital Partners
- James M. HaynesTrustee of the Hollie Moore Haynes Gift Trust, Luminate Capital Partners
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.