Chief Compliance Officer, Managing Partner · 503 Capital Partners, LLC
Katherine M. Moore
CRD 5393729 · Named on Form ADV at one SEC-registered adviser
At a glance
503 Capital Partners, LLC, an SEC-registered private fund adviser based in Leawood, KS with $636 million in regulatory assets, lists Katherine M. Moore on its Form ADV as Chief Compliance Officer, Managing Partner, a control person.
Firms and roles
- 503 Capital Partners, LLCChief Compliance Officer, Managing PartnerPrivate fund adviser · Leawood, KS · $636M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Gary P. HensonManaging Partner, 503 Capital Partners, LLC
- David F. SiffordChief Investment Officer, Managing Partner, 503 Capital Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.