Chief Operating Officer · Private Advisory
Katherine A. Ludeman
CRD 5972029 · Named on Form ADV at one SEC-registered adviser
At a glance
Private Advisory, an SEC-registered wealth manager based in Redmond, WA with $2.1 billion in regulatory assets, lists Katherine A. Ludeman on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Private AdvisoryChief Operating OfficerWealth manager · Redmond, WA · $2.1B in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Douglas R. BeanElected Manager, Chief Investment Officer, Private Advisory
- S C. BeanElected Manager, Chief Financial Officer, Private Advisory
- Jonathan D. BishoppChief Compliance Officer, Chief Risk Officer, Private Advisory
- Matthew T. ChambersChief Executive Officer, Private Advisory
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.