Founder/chief Executive Officer · High Note Wealth, LLC
Katherine M. Forrester
CRD 2837901 · Named on Form ADV at one SEC-registered adviser
At a glance
High Note Wealth, LLC, an SEC-registered wealth manager based in Deephaven, MN with $683 million in regulatory assets, lists Katherine M. Forrester on its Form ADV as Founder/chief Executive Officer, a control person.
Firms and roles
- High Note Wealth, LLCFounder/chief Executive OfficerWealth manager · Deephaven, MN · $683M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (12 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Katherine’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael W. ForresterFounder/chief Compliance Officer, High Note Wealth, LLC
- Kyle J. JanovskyChief Operating Officer, High Note Wealth, LLC
- Shaun N WestphalDirector of Financial Planning, High Note Wealth, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.