SVP, Managing Director of Investments · MTC Wealth Management
Katherine J. Braddock
CRD 2151467 · Named on Form ADV at one SEC-registered adviser
At a glance
MTC Wealth Management, an SEC-registered asset manager based in Tampa, FL with $329 million in regulatory assets, lists Katherine J. Braddock on its Form ADV as SVP, Managing Director of Investments, a control person.
Firms and roles
- MTC Wealth ManagementSVP, Managing Director of InvestmentsAsset manager · Tampa, FL · $329M in regulatory assets
AtlasMembers
Katherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Neil P. ArchibaldChief Administrative Officer, General Counsel, MTC Wealth Management
- Kenneth E. LakoChief Executive Officer, MTC Wealth Management
- Jonathan D. RichDirector, MTC Wealth Management
- Robert M. MoserDirector, MTC Wealth Management
- Barbara B OdonnellDirector, MTC Wealth Management
4 more people named with Katherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.