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Owner · James I. Black & Company

Katharine Ann Black

CRD 6400616 · Named on Form ADV at one SEC-registered adviser

At a glance

James I. Black & Company, an SEC-registered broker-dealer firm based in Lakeland, FL with $144 million in regulatory assets, lists Katharine Ann Black on its Form ADV as Owner.

Firms and roles

AtlasMembers

Katharine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katharine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.