Chief Compliance Officer, Brokerage · Benjamin F. Edwards & Company, Incorporated
Katelyn Clare Stevens
CRD 5752247 · Named on Form ADV at one SEC-registered adviser
At a glance
Benjamin F. Edwards & Company, Incorporated, an SEC-registered broker-dealer firm based in St. Louis, MO with $18.9 billion in regulatory assets, lists Katelyn Clare Stevens on its Form ADV as Chief Compliance Officer, Brokerage, a control person.
Firms and roles
- Benjamin F. Edwards & Company, IncorporatedChief Compliance Officer, BrokerageBroker-dealer firm · St. Louis, MO · $19B in regulatory assets
AtlasMembers
Katelyn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Katelyn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Benjamin Franklin IV EdwardsChairman/chief Executive Officer, President, Benjamin F. Edwards & Company, Incorporated
- Christopher Mark WhitingDirector of Financial Strategies Group, Benjamin F. Edwards & Company, Incorporated
- Thomas Hayden Jr MartinDirector/chief Financial Officer, Benjamin F. Edwards & Company, Incorporated
- Christopher M KellerDirector/director of Business Services, Benjamin F. Edwards & Company, Incorporated
- Douglas David RubensteinDirector/senior Advisor TO the Chairman, Benjamin F. Edwards & Company, Incorporated
6 more people named with Katelyn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katelyn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.