Director/senior Advisor TO the Chairman · Benjamin F. Edwards & Company, Incorporated
Douglas David Rubenstein
CRD 1138380 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Benjamin F. Edwards & Company, Incorporated, an SEC-registered broker-dealer firm based in St. Louis, MO with $18.9 billion in regulatory assets, lists Douglas David Rubenstein on its Form ADV as Director/senior Advisor TO the Chairman, a control person. The SEC filings also name Douglas at 1 other registered adviser.
Firms and roles
- Benjamin F. Edwards & Company, IncorporatedDirector/senior Advisor TO the ChairmanBroker-dealer firm · St. Louis, MO · $19B in regulatory assets
- Benjamin F. Edwards Wealth Management, LLCDirectorWealth manager · St. Louis, MO · $705M in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (11)
- Benjamin Franklin IV EdwardsChairman/chief Executive Officer, President, Benjamin F. Edwards & Company, Incorporated
- Christopher Mark WhitingDirector of Financial Strategies Group, Benjamin F. Edwards & Company, Incorporated
- Thomas Hayden Jr MartinDirector/chief Financial Officer, Benjamin F. Edwards & Company, Incorporated
- Christopher M KellerDirector/director of Business Services, Benjamin F. Edwards & Company, Incorporated
- Billy Joe WisdomDirector/director of Regulatory & Oversight Services, Benjamin F. Edwards & Company, Incorporated
6 more people named with Douglas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.