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Managing Partner and Chief Compliance Officer · Stone Oak Capital LLC

Karl C. Khuns

CRD 4845538 · Named on Form ADV at one SEC-registered adviser

At a glance

Stone Oak Capital LLC, an SEC-registered wealth manager based in Rochester, NY with $34 million in regulatory assets, lists Karl C. Khuns on its Form ADV as Managing Partner and Chief Compliance Officer, a control person.

Firms and roles

  • Stone Oak Capital LLCManaging Partner and Chief Compliance OfficerWealth manager · Rochester, NY · $34M in regulatory assets

AtlasMembers

Karl’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.