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Portfolio Manager, and Founding Principal · Phase 3 Capital Management LLC

Karim S. Alwan

CRD 5068491 · Named on Form ADV at one SEC-registered adviser

At a glance

Phase 3 Capital Management LLC, an SEC-registered private fund adviser based in Boca Raton, FL with $2.5 billion in regulatory assets, lists Karim S. Alwan on its Form ADV as Portfolio Manager, and Founding Principal, a control person.

Firms and roles

AtlasMembers

Karim’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ethan S. YouderianFounder, Chief Investment Officer, and Chief Executive Officer, Phase 3 Capital Management LLC
  • Shane B. HooverPortfolio Manager and Founding Principal, Phase 3 Capital Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.