Chief Compliance Officer · PCA Investment Advisory Services, Inc.
Karey A. Williams
CRD 1394426 · Named on Form ADV at 6 SEC-registered advisers
At a glance
PCA Investment Advisory Services, Inc., an SEC-registered asset manager based in Cincinnati, OH with $4.3 billion in regulatory assets, lists Karey A. Williams on its Form ADV as Chief Compliance Officer. The SEC filings also name Karey at 5 other registered advisers.
Firms and roles
- PCA Investment Advisory Services, Inc.Chief Compliance OfficerAsset manager · Cincinnati, OH · $4.3B in regulatory assets
- Wealth Dimensions Group, LTD.Chief Compliance OfficerWealth manager · Cincinnati, OH · $1.2B in regulatory assets
- Wealth Dimensions Family Office, IncChief Compliance OfficerWealth manager · Cincinnati, OH · $716M in regulatory assets
- KTF Investments, LLCChief Compliance OfficerWealth manager · Seal Beach, CA · $700M in regulatory assets
- Arena Private WealthChief Compliance OfficerWealth manager · Chicago, IL · $405M in regulatory assets
- Solas Bioventures Management, LLCChief Compliance OfficerPrivate fund adviser · Chattanooga, TN · $165M in regulatory assets
AtlasMembers
Karey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (28)
- Thomas E. SeitzChairman of the Board, PCA Investment Advisory Services, Inc.
- James R. EckerlePresident, PCA Investment Advisory Services, Inc.
- Karen A. SeitzDirector, PCA Investment Advisory Services, Inc.
- Zachary M. BurnsManaging Partner, PCA Investment Advisory Services, Inc.
- Justin E. SeitzPartner, PCA Investment Advisory Services, Inc.
23 more people named with Karey on the same filings, with titles and firms. Free in Atlas with a free account.
See all 28 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.