Chief Compliance Officer · Alden Capital
Karen M. Van Horn
CRD 3176835 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Alden Capital, an SEC-registered wealth manager based in Wayne, PA with $1.5 billion in regulatory assets, lists Karen M. Van Horn on its Form ADV as Chief Compliance Officer. The SEC filings also name Karen at 2 other registered advisers.
Firms and roles
- Alden CapitalChief Compliance OfficerWealth manager · Wayne, PA · $1.5B in regulatory assets
- Alden Investment GroupChief Compliance OfficerWealth manager · Wayne, PA · $386M in regulatory assets
- Equalize Capital LLCChief Compliance OfficerAsset manager · SAN Juan, PR · $40M in regulatory assets
AtlasMembers
Karen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lee A. CalfoChief Executive Officer, Alden Capital
- John F. MulqueenChief Operating Officer, Alden Capital
- Aaron L. WilliamsManaging Director, Alden Capital
- Joseph GladueChief Operating Officer, Equalize Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.