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Chief Compliance Officer · Dipaolo Financial Group, Inc.

Karen E. DiPaolo

CRD 7658941 · Named on Form ADV at one SEC-registered adviser

At a glance

Dipaolo Financial Group, Inc., an SEC-registered wealth manager based in Lutz, FL with $168 million in regulatory assets, lists Karen E. DiPaolo on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Karen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.