Chief Compliance Officer · Benin Management Corp
Karen S. Benin
CRD 5785972 · Named on Form ADV at one SEC-registered adviser
At a glance
Benin Management Corp, an SEC-registered wealth manager with $659 million in regulatory assets, lists Karen S. Benin on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Benin Management CorpChief Compliance OfficerWealth manager · United States · $659M in regulatory assets
AtlasMembers
Karen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Christopher A. BeninPresident, CEO, Chief Investment Officer, Benin Management Corp
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.