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Chief Compliance Officer/managing Principal · Thinagee Investments Inc.

Kapil S. Shiohare

CRD 4791201 · Named on Form ADV at one SEC-registered adviser

At a glance

Thinagee Investments Inc., an SEC-registered wealth manager based in Bethesda, MD with $265 million in regulatory assets, lists Kapil S. Shiohare on its Form ADV as Chief Compliance Officer/managing Principal, a control person.

Firms and roles

  • Thinagee Investments Inc.Chief Compliance Officer/managing PrincipalWealth manager · Bethesda, MD · $265M in regulatory assets

AtlasMembers

Kapil’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kapil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.