CCO · Beyond Financial Services
Ka Ki K. Leung
CRD 5294353 · Named on Form ADV at one SEC-registered adviser
At a glance
Beyond Financial Services, an SEC-registered wealth manager based in Fremont, CA with $177 million in regulatory assets, lists Ka Ki K. Leung on its Form ADV as CCO, a control person.
Firms and roles
- Beyond Financial ServicesCCOWealth manager · Fremont, CA · $177M in regulatory assets
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Ka’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ka’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.