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Chief Compliance Officer, CFO · Moerus Capital Management LLC

Julie A. Smith

CRD 2860879 · Named on Form ADV at one SEC-registered adviser

At a glance

Moerus Capital Management LLC, an SEC-registered asset manager based in New York, NY with $893 million in regulatory assets, lists Julie A. Smith on its Form ADV as Chief Compliance Officer, CFO, a control person.

Firms and roles

AtlasMembers

Julie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Julie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.