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Operations Manager/chief Compliance Officer · Element Wealth, LLC

Juli-Ann L. Marquette

CRD 7435494 · Named on Form ADV at one SEC-registered adviser

At a glance

Element Wealth, LLC, an SEC-registered wealth manager based in Ridgeland, MS with $744 million in regulatory assets, lists Juli-Ann L. Marquette on its Form ADV as Operations Manager/chief Compliance Officer, a control person.

Firms and roles

  • Element Wealth, LLCOperations Manager/chief Compliance OfficerWealth manager · Ridgeland, MS · $744M in regulatory assets

AtlasMembers

Juli-Ann’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Juli-Ann’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.