Owner & Chief Compliance Officer · Blue Zone Wealth Advisors, LLC
Judith M. Lu
CRD 4580401 · Named on Form ADV at one SEC-registered adviser
At a glance
Blue Zone Wealth Advisors, LLC, an SEC-registered wealth manager based in LOS Angeles, CA with $770 million in regulatory assets, lists Judith M. Lu on its Form ADV as Owner & Chief Compliance Officer, a control person.
Firms and roles
- Blue Zone Wealth Advisors, LLCOwner & Chief Compliance OfficerWealth manager · LOS Angeles, CA · $770M in regulatory assets
AtlasMembers
Judith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Bryan J. LeeChief Investment Officer, Blue Zone Wealth Advisors, LLC
- Joshua M. SailarOwner, Blue Zone Wealth Advisors, LLC
- Carolyn S. TarantinoChief Operations Officer, Blue Zone Wealth Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Judith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.