Chief Compliance Officer, Chief Counsel, and Director · MMA Asset Management LLC
Judith Ann Weinstock
CRD 8096565 · Named on Form ADV at 2 SEC-registered advisers
At a glance
MMA Asset Management LLC, an SEC-registered asset manager based in Conshohocken, PA with $788 million in regulatory assets, lists Judith Ann Weinstock on its Form ADV as Chief Compliance Officer, Chief Counsel, and Director, a control person. The SEC filings also name Judith at 1 other registered adviser.
Firms and roles
- MMA Asset Management LLCChief Compliance Officer, Chief Counsel, and DirectorAsset manager · Conshohocken, PA · $788M in regulatory assets
- MMA Securities LLCChief Compliance Officer, Chief Counsel and DirectorBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Judith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kimberly Lynn BlackmoreFinancial and Operations Principal, Director, MMA Asset Management LLC
- Craig J ReidPresident, Director, MMA Asset Management LLC
- Brian Edward BartkusSenior Supervisory Principal, MMA Securities LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Judith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.