Chief Compliance Officer and Chief Financial Officer · Halifax Investment Management, L.L.C.
Jr. A. T. High
CRD 7354895 · Named on Form ADV at one SEC-registered adviser
At a glance
Halifax Investment Management, L.L.C., an SEC-registered private fund adviser based in Raleigh, NC with $1.9 billion in regulatory assets, lists Jr. A. T. High on its Form ADV as Chief Compliance Officer and Chief Financial Officer, a control person.
Firms and roles
- Halifax Investment Management, L.L.C.Chief Compliance Officer and Chief Financial OfficerPrivate fund adviser · Raleigh, NC · $1.9B in regulatory assets
AtlasMembers
Jr.’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Scott PlumridgeManaging Partner, Halifax Investment Management, L.L.C.
- Christopher C. CathcartManaging Partner, Halifax Investment Management, L.L.C.
- Douglas C. HillPartner, Halifax Investment Management, L.L.C.
- David Y. BardPartner, Halifax Investment Management, L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jr.’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.