Chief Compliance Officer · Prairie Wealth Advisors, Inc.
Joshua A. Vandenberg
CRD 5322572 · Named on Form ADV at one SEC-registered adviser
At a glance
Prairie Wealth Advisors, Inc., an SEC-registered wealth manager based in Omaha, NE with $558 million in regulatory assets, lists Joshua A. Vandenberg on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Prairie Wealth Advisors, Inc.Chief Compliance OfficerWealth manager · Omaha, NE · $558M in regulatory assets
AtlasMembers
Joshua’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Craig D. HundtCEO, Prairie Wealth Advisors, Inc.
- Vicky HundtDirector, Board of Directors, Prairie Wealth Advisors, Inc.
- Timothy D. McEwenPresident, Prairie Wealth Advisors, Inc.
- Michael P. FinneganChief Investment Officer, Prairie Wealth Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.