Chief Compliance Officer and Chief Operating Officer · Mdrn Capital
Joshua J. Maly
CRD 4310382 · Named on Form ADV at one SEC-registered adviser
At a glance
Mdrn Capital, an SEC-registered wealth manager based in Annapolis, MD with $339 million in regulatory assets, lists Joshua J. Maly on its Form ADV as Chief Compliance Officer and Chief Operating Officer, a control person.
Firms and roles
- Mdrn CapitalChief Compliance Officer and Chief Operating OfficerWealth manager · Annapolis, MD · $339M in regulatory assets
AtlasMembers
Joshua’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Aaron J. CirksenaFounder and CEO, Mdrn Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.