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Senior Vice President and Chief Compliance Officer · Equitable Investment Management Group, LLC

Joseph J. Paolo

CRD 4939209 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Equitable Investment Management Group, LLC, an SEC-registered asset manager based in New York, NY with $167.2 billion in regulatory assets, lists Joseph J. Paolo on its Form ADV as Senior Vice President and Chief Compliance Officer, a control person. The SEC filings also name Joseph at 1 other registered adviser.

Firms and roles

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Steven M. JoenkDirector, Chairman of the Board and Chief Executive Officer, Equitable Investment Management Group, LLC
  • Brian E. WalshDirector and Senior Vice President, Equitable Investment Management Group, LLC
  • Kenneth T. KozlowskiDirector, Executive Vice President and Chief Investment Officer, Equitable Investment Management Group, LLC
  • Shane DalyExecutive Vice President, General Counsel, and Secretary, Equitable Investment Management Group, LLC
  • Jessica L. BaehrDirector and President, Equitable Investment Management Group, LLC

1 more person named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.