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Chief Executive Officer / Managing Member · Caird Investments

Joseph B. Marshall

CRD 5545545 · Named on Form ADV at one SEC-registered adviser

At a glance

Caird Investments, an SEC-registered asset manager based in Dallas, TX with $413 million in regulatory assets, lists Joseph B. Marshall on its Form ADV as Chief Executive Officer / Managing Member, a control person.

Firms and roles

  • Caird InvestmentsChief Executive Officer / Managing MemberAsset manager · Dallas, TX · $413M in regulatory assets

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.