Vice President & Managing Director · Aria Wealth Management
Joseph S. Lawrence
CRD 2457893 · Named on Form ADV at one SEC-registered adviser
At a glance
Aria Wealth Management, an SEC-registered wealth manager based in Saratoga, CA with $130 million in regulatory assets, lists Joseph S. Lawrence on its Form ADV as Vice President & Managing Director, a control person.
Firms and roles
- Aria Wealth ManagementVice President & Managing DirectorWealth manager · Saratoga, CA · $130M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lawrence F. PizzellaChief Compliance Officer, CEO & Managing Director, Aria Wealth Management
- Elizabeth N. LunaVice President & Managing Director, Aria Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.