Adviser and broker representative · Forum Financial Management, LP
Joseph M. Kloeckner
CRD 5956328 · Lombard, IL
At a glance
Joseph M. Kloeckner is an investment adviser representative with Forum Financial Management, LP in Lombard, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Joseph’s SEC record dates to 2022, about 4 years ago. Joseph is also registered as a broker representative.
Current advisory firms
- Forum Financial Management, LPSince July 2026Lombard, IL · $8.7B in regulatory assets
- Pr Wealth Management GroupSince February 2022Las Vegas, NV · $165M in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Joseph’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.