President · USI Securities, Inc.
Joseph John Jr Gritzer
CRD 2162679 · Named on Form ADV at one SEC-registered adviser
At a glance
USI Securities, Inc., an SEC-registered broker-dealer firm based in Glastonbury, CT with $0 in regulatory assets, lists Joseph John Jr Gritzer on its Form ADV as President, a control person.
Firms and roles
- USI Securities, Inc.PresidentBroker-dealer firm · Glastonbury, CT · $0M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Richard Charles BowmanFinop, Director of Operations, USI Securities, Inc.
- William Michael TremkoChief Executive Officer, USI Securities, Inc.
- David L KappusTreasurer, USI Securities, Inc.
- Melinda McDonald RobidouxChief Compliance Officer, USI Securities, Inc.
- Mary CurleySecretary, USI Securities, Inc.
1 more person named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.