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Managing Director and Chief Compliance Officer · New Mountain Capital, LLC

Joseph W. Hartswell

CRD 5381455 · Named on Form ADV at 3 SEC-registered advisers

At a glance

New Mountain Capital, LLC, an SEC-registered private fund adviser based in New York, NY with $46.4 billion in regulatory assets, lists Joseph W. Hartswell on its Form ADV as Managing Director and Chief Compliance Officer. The SEC filings also name Joseph at 2 other registered advisers.

Firms and roles

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Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Steven B. KlinskyFounder, Chief Executive Officer, New Mountain Capital, LLC
  • Adam B. WeinsteinPresident, Managing Director, Chief Operating Officer, New Mountain Capital, LLC
  • John M. HauslerManaging Director and Chief Financial Officer, New Mountain Capital, LLC
  • John R. KlineManaging Director and Chief Executive Officer, New Mountain Finance Advisers, L.L.C.
  • Peter E. KaplanManaging Director and Portfolio Manager, New Mountain Finance Advisers, L.L.C.

3 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.