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Chief Compliance Officer · Willow RUN Advisors

Joseph Halpern

CRD 4637169 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Willow RUN Advisors, an SEC-registered private fund adviser based in New York, NY with $2.2 billion in regulatory assets, lists Joseph Halpern on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Joseph at 2 other registered advisers.

Firms and roles

  • Willow RUN AdvisorsChief Compliance OfficerPrivate fund adviser · New York, NY · $2.2B in regulatory assets
  • Obsidian CIO LLCElected Manager, CCOAsset manager · New York, NY · $1.3B in regulatory assets
  • Exceed Advisory LLCManager & CCOWealth manager · New York, NY · $119M in regulatory assets

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.