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US Chief Compliance Officer · Sona Asset Management (US) LLC

Joseph A. Grogan

CRD 4901846 · Named on Form ADV at one SEC-registered adviser

At a glance

Sona Asset Management (US) LLC, an SEC-registered private fund adviser based in New York, NY with $33.5 billion in regulatory assets, lists Joseph A. Grogan on its Form ADV as US Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.