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Chief Compliance Officer/secretary · Meyer Gates Financial Advisors, Inc

Joseph W. Gates

CRD 7030280 · Named on Form ADV at one SEC-registered adviser

At a glance

Meyer Gates Financial Advisors, Inc, an SEC-registered wealth manager based in West Chester, OH with $169 million in regulatory assets, lists Joseph W. Gates on its Form ADV as Chief Compliance Officer/secretary, a control person.

Firms and roles

AtlasMembers

Joseph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Douglas M. MeyerChief Executive Officer/treasurer, Meyer Gates Financial Advisors, Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.