Chief Executive Officer · Haussmann 1864 Capital Management LLC
Joseph Falcone
CRD 7294862 · Named on Form ADV at one SEC-registered adviser
At a glance
Haussmann 1864 Capital Management LLC, an SEC-registered asset manager based in New York, NY with $4.6 billion in regulatory assets, lists Joseph Falcone on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Haussmann 1864 Capital Management LLCChief Executive OfficerAsset manager · New York, NY · $4.6B in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christopher William RuffinoChief Financial Officer, Haussmann 1864 Capital Management LLC
- Marc M. CacchioliChief Operating Officer, Haussmann 1864 Capital Management LLC
- George TalaricoChief Compliance Officer, Haussmann 1864 Capital Management LLC
- Jean-Yves FillionDirector, Haussmann 1864 Capital Management LLC
- Gregory W. MaccordyDirector, Haussmann 1864 Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.