Principal, Chief Compliance Officer · Franklin, Parlapiano, Turner & Welch LLC
Joseph W. Dyal
CRD 5411605 · Named on Form ADV at one SEC-registered adviser
At a glance
Franklin, Parlapiano, Turner & Welch LLC, an SEC-registered wealth manager based in Houston, TX with $811 million in regulatory assets, lists Joseph W. Dyal on its Form ADV as Principal, Chief Compliance Officer, a control person.
Firms and roles
- Franklin, Parlapiano, Turner & Welch LLCPrincipal, Chief Compliance OfficerWealth manager · Houston, TX · $811M in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Paul D. TroyerPrincipal, Franklin, Parlapiano, Turner & Welch LLC
- John ParlapianoPrincipal, Franklin, Parlapiano, Turner & Welch LLC
- Peter J. ParlapianoPrincipal, Franklin, Parlapiano, Turner & Welch LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.