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Managing Member and Chief Compliance Officer · Providence Legacy Advisors LLC

Jose L. Sabastro

CRD 3267017 · Named on Form ADV at one SEC-registered adviser

At a glance

Providence Legacy Advisors LLC, an SEC-registered asset manager with $175 million in regulatory assets, lists Jose L. Sabastro on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Jose’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jose’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.