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Chief Compliance Officer · Fortitude Financial LLC

Joni L. Gall

CRD 7113934 · Named on Form ADV at one SEC-registered adviser

At a glance

Fortitude Financial LLC, an SEC-registered wealth manager based in Spokane, WA with $282 million in regulatory assets, lists Joni L. Gall on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Joni’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joni’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.