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Chief Compliance Officer · Aquarian Holdings Investment Management LLC

Jonathan D. Herrick

CRD 4857325 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Aquarian Holdings Investment Management LLC, an SEC-registered asset manager based in New York, NY with $26.7 billion in regulatory assets, lists Jonathan D. Herrick on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Jonathan at 1 other registered adviser.

Firms and roles

AtlasMembers

Jonathan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Rudrabhishek SahayChief Executive Officer, Chief Investment Officer, Aquarian Holdings Investment Management LLC
  • Simon J. PorterChief Operating Officer, Aquarian Holdings Investment Management LLC
  • Michael C. BenderChief Financial Officer, Aquarian Holdings Investment Management LLC
  • Edward P. TaibiGeneral Counsel, Aquarian Holdings Investment Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jonathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.