General Counsel & Secretary and Limited Partner · UPP Management, LP
John A. West
CRD 6951623 · Named on Form ADV at 2 SEC-registered advisers
At a glance
UPP Management, LP, an SEC-registered asset manager based in Houston, TX with $0 in regulatory assets, lists John A. West on its Form ADV as General Counsel & Secretary and Limited Partner, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- UPP Management, LPGeneral Counsel & Secretary and Limited PartnerAsset manager · Houston, TX · $0M in regulatory assets
- Enervest Investment Services, L.L.C.Senior Vice President, General Counsel and SecretaryPrivate fund adviser · Houston, TX · $1.0B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Judson B. WalkerChief Executive Officer and Limited Partner, UPP Management, LP
- Travis W. HancockChief Financial Officer and Limited Partner, UPP Management, LP
- Erika C. AndersonChief Compliance Officer, UPP Management, LP
- James D. McKinneyChief Operating Officer and Limited Partner, UPP Management, LP
- Alexander ZazziLimited Partner, UPP Management, LP
1 more person named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.