Managing Member · Keeler Thomas Management LLC
John L. Unice
CRD 868350 · Named on Form ADV at one SEC-registered adviser
At a glance
Keeler Thomas Management LLC, an SEC-registered wealth manager based in Orem, UT with $306 million in regulatory assets, lists John L. Unice on its Form ADV as Managing Member, a control person.
Firms and roles
- Keeler Thomas Management LLCManaging MemberWealth manager · Orem, UT · $306M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Cary WasdenManaging Member, Keeler Thomas Management LLC
- Nathaniel E. EvansChief Compliance Officer/general Manager, Keeler Thomas Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.