Manager · Flat Rock Global
John L. Thomson
CRD 5442777 · Named on Form ADV at one SEC-registered adviser
At a glance
Flat Rock Global, an SEC-registered asset manager based in Jackson, WY with $1.6 billion in regulatory assets, lists John L. Thomson on its Form ADV as Manager, a control person.
Firms and roles
- Flat Rock GlobalManagerAsset manager · Jackson, WY · $1.6B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert K. GrunewaldChief Executive Officer, Flat Rock Global
- Ryan K. RippChief Financial Officer, Flat Rock Global
- Shiloh R. BatesManaging Director, Flat Rock Global
- Andrew P. ChicaChief Compliance Officer, Flat Rock Global
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.