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Chief Compliance Officer · Monorail Securities LLC

John K. Tarleton

CRD 1390864 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Monorail Securities LLC, an SEC-registered asset manager based in Sarasota, FL with $389 million in regulatory assets, lists John K. Tarleton on its Form ADV as Chief Compliance Officer. The SEC filings also name John at 1 other registered adviser.

Firms and roles

  • Monorail Securities LLCChief Compliance OfficerAsset manager · Sarasota, FL · $389M in regulatory assets
  • HD Money, Inc.Chief Compliance OfficerWealth manager · Sarasota, FL · $386M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.